Security Consultant Job at Net2Source Inc., Plano, TX

THV6eHZiMlFqeHB2emloNVNMQ1hiSDNpdkE9PQ==
  • Net2Source Inc.
  • Plano, TX

Job Description

YOUR IMPACT

  • If you are looking to apply your due diligence skills while also learning about the changing regulatory landscape, our team invites you to apply for a position on the team. We are seeking a professional who can work with our internal stakeholders and clients to execute the Third-Party Distributor Due Diligence Program. This position requires, a thorough understanding of our Global Framework for Due Diligence, client service/on-boarding environment, and knowledge of the industry, our client base, and our systems.

HOW YOU WILL FULFILL YOUR POTENTIAL

  • Ensure due diligence is performed on new and existing Third-Party Distributors as well as other Intermediaries.
  • Develop expertise in the Firm's Global Framework.
  • Quarterback the due diligence review with TPD’s from start to the signing of an agreement.
  • Coordinate with internal stakeholders during reviews to obtain necessary approvals.
  • Propose and work on special projects as necessary (e.g., automation related projects, new business lines).
  • Partner with the Sales organization to ensure a seamless distributor onboarding from front to back and liaise with multiple parties to bring about execution of an agreement.
  • Other ad hoc responsibilities include but not limited to, red flag reviews, dealer terminations, and report monitoring.

PREFERRED QUALIFICATIONS

  • Bachelor’s Degree
  • Knowledge of financial markets and products
  • Excellent written and verbal communication skills, and strong client service orientation
  • Proficiency using the Microsoft Office Suite in particular Excel, PowerPoint and Microsoft Word
  • Experience in Client Onboarding/ Customer Identification Program (CIP)/Know Your Customer (KYC) processes a plus
  • Understand structure of trading counterparts
  • Self-motivated and proactive team player who takes ownership and accountability of projects, and has strong organizational skills to effectively manage competing priorities
  • Flexible and able to work well under pressure in a team environment
  • Proven analytical and problem-solving skills with meticulous attention to detail to enable the ability to communicate complex items to a wide array of internal counterparties

Job Tags

Flexible hours,

Similar Jobs

Medix™

Community Supports Director - 241664 Job at Medix™

 ...JOB SUMMARY Under the direct supervision of the CEO, the Community Supports Director will be responsible for the oversight and development of multiple care teams including Lead Care Managers, Outreach Specialists, and Housing Navigators. The Community Supports Director... 

LaborOne Staffing

Structural Welder Job at LaborOne Staffing

 ...Labor One Marine & Industrial Services is looking to hire 1st Class Structural Welder - Flux core This position is responsible for accomplishing, with minimal supervision, production welding on a ship or in a shop to support structural repairs and modernization of marine... 

Genentech

Quality Control Associate, Master Data Job at Genentech

 ...Hillsboro Technical Operations (HTO) is a drug product & finished goods manufacturing organization responsible for the reliable delivery of Roches commercial portfolio & pipeline products. The Operations organization at HTO is divided into three value streams, which combine to... 

Zanetti Prestige Collision Repair LLC

Auto Body Repair Technician Job at Zanetti Prestige Collision Repair LLC

 ...Auto Body Repair Technician Qualifications: ~ Need to provide a valid driver's license. ~ Must be 18 years of age. ~1 year minimum of auto body experience. Job details: Prepare or review motor vehicle repair estimate reports. Straighten bent frames... 

Arena Family of Companies

Estimator Underground Utilities comp up to 200k+ Job at Arena Family of Companies

 ...Job Description: Senior Underground Utility Estimator Location: Temecula, CA About the Company: My client, a rapidly growing wet utility underground company. With annual revenue around $50M, this is a unique opportunity to play a critical role in shaping a new...